Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (30 Sep 2025 to 13 Jan 2026)
- [FCA CF] Manager of certification employee (30 Sep 2025 to 13 Jan 2026)
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- SMF17 Money Laundering Reporting Officer (MLRO) (19 Aug 2021 to 3 Jan 2024)
- SMF3 Executive Director (13 May 2020 to 10 Jul 2024)
- [FCA CF] Significant management (13 May 2020 to 19 Aug 2024)
- [FCA CF] Manager of certification employee (13 May 2020 to 19 Aug 2024)
- [FCA CF] Client dealing (1 Apr 2020 to 19 Aug 2024)
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- CF2 Non Executive Director (25 Feb 2016 to 21 Aug 2017)
- CF30 Customer (10 Aug 2010 to 4 Jan 2016)
- CF1 Director (10 Aug 2010 to 4 Jan 2016)
- CF3 Chief Executive (10 Aug 2010 to 4 Jan 2016)
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- CF1 Director (AR) (4 Jun 2010 to 13 Dec 2010)
- CF30 Customer (30 Jul 2009 to 13 Dec 2010)
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- CF30 Customer (1 Nov 2007 to 30 Apr 2009)
- CF27 Investment Management (28 Feb 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.