Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARIA PRIVATE CLIENTS LIMITED (no longer approved here)

    FRN 527557

    • [FCA CF] Client dealing (30 Sep 2025 to 13 Jan 2026)
    • [FCA CF] Manager of certification employee (30 Sep 2025 to 13 Jan 2026)
  • Arlington Capital Ltd (no longer approved here)

    FRN 810629

    • SMF17 Money Laundering Reporting Officer (MLRO) (19 Aug 2021 to 3 Jan 2024)
    • SMF3 Executive Director (13 May 2020 to 10 Jul 2024)
    • [FCA CF] Significant management (13 May 2020 to 19 Aug 2024)
    • [FCA CF] Manager of certification employee (13 May 2020 to 19 Aug 2024)
    • [FCA CF] Client dealing (1 Apr 2020 to 19 Aug 2024)
  • HANSON ASSET MANAGEMENT LTD (no longer approved here)

    FRN 525784

    • CF2 Non Executive Director (25 Feb 2016 to 21 Aug 2017)
    • CF30 Customer (10 Aug 2010 to 4 Jan 2016)
    • CF1 Director (10 Aug 2010 to 4 Jan 2016)
    • CF3 Chief Executive (10 Aug 2010 to 4 Jan 2016)
  • Strand Hanson Limited (no longer approved here)

    FRN 161661

    • CF1 Director (AR) (4 Jun 2010 to 13 Dec 2010)
    • CF30 Customer (30 Jul 2009 to 13 Dec 2010)
  • Nuveen Management AIFM Limited (no longer approved here)

    FRN 194149

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF27 Investment Management (28 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.