Date authorised
24 July 2018
Companies House
09578016
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Arlington Street
    St. James
    London
    SW1A 1RE
    UNITED KINGDOM
    Phone
    +442039432640
  • Complaints Contact

    6 Arlington Street
    London
    SW1A 1RE
    UNITED KINGDOM
    Phone
    +442039432640

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrea Danilo Tenconi

    IRN ADT01067

    • [FCA CF] Client dealing (since 19 Jan 2021)
    • SMF3 Executive Director (19 Jan 2021 to 3 Mar 2025)
    • [FCA CF] Significant management (19 Jan 2021 to 28 Feb 2025)
    • CF30 Customer (24 Jul 2018 to 8 Dec 2019)
  • Antonio Santarelli

    IRN AXS02405

    • SMF3 Executive Director (since 1 Jun 2025)
  • Christian Patrick Teroerde

    IRN CPT01042

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Mar 2024)
    • [FCA CF] Manager of certification employee (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF4 Partner (AR) (13 Feb 2020 to 2 Jul 2021)
    • CF1 Director (24 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Jul 2018 to 8 Dec 2019)
    • CF3 Chief Executive (24 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (24 Jul 2018 to 8 Dec 2019)
  • Constantin Georg Christian-Friedrich Graf zu Stolberg-Wernigerode

    IRN CXG00174

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 1 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2020 to 1 May 2023)
  • Cuthbert Nicholas Charles Britten-Long

    IRN CXB10893

    • [FCA CF] Significant management (9 Dec 2020 to 16 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2020 to 16 Feb 2026)
    • SMF3 Executive Director (9 Dec 2019 to 3 Mar 2025)
    • CF1 Director (31 Mar 2019 to 8 Dec 2019)
  • Edward Douglas Collins

    IRN EDC01014

    • SMF17 Money Laundering Reporting Officer (MLRO) (19 Aug 2021 to 3 Jan 2024)
    • SMF3 Executive Director (13 May 2020 to 10 Jul 2024)
    • [FCA CF] Manager of certification employee (13 May 2020 to 19 Aug 2024)
    • [FCA CF] Significant management (13 May 2020 to 19 Aug 2024)
    • [FCA CF] Client dealing (1 Apr 2020 to 19 Aug 2024)
  • Ferdinand-Maximilian Philipp Ernst Heinr Furst zu Ysenburg und Budingen

    IRN FPF00009

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Feb 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Feb 2026)
    • SMF3 Executive Director (9 Dec 2019 to 28 Sep 2023)
    • CF1 Director (3 Apr 2019 to 8 Dec 2019)
  • Francois Jacques Pierre Georges Marius Garcin

    IRN FJG01031

    • [FCA CF] Client dealing (since 23 Feb 2026)
  • Ingrid Roberts

    IRN IXR01316

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Feb 2020)
    • CF11 Money Laundering Reporting (24 Jul 2018 to 8 Dec 2019)
  • Jason Gooch

    IRN JXG01724

    • CF30 Customer (24 Jul 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • MoorgateHanson (no longer appointed)

    FRN 824611 · Appointed 31 Oct 2018 · Until 7 Jul 2021

  • Phi Consulting Ltd (no longer appointed)

    FRN 819435 · Appointed 3 Sep 2018 · Until 12 Nov 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.