Date authorised
24 July 2018
Companies House
09578016
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Arlington Street
    St. James
    London
    SW1A 1RE
    UNITED KINGDOM
    Phone
    +442039432640
  • Complaints Contact

    6 Arlington Street
    London
    SW1A 1RE
    UNITED KINGDOM
    Phone
    +442039432640

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Richard Thomas McDonald

    IRN JRM01290

    • SMF9 Chair of the Governing Body (since 21 Jan 2021)
    • [FCA CF] Significant management (since 21 Jan 2021)
    • SMF3 Executive Director (9 Dec 2019 to 29 Jan 2021)
    • CF1 Director (9 Apr 2019 to 8 Dec 2019)
    • CF30 Customer (9 Apr 2019 to 8 Dec 2019)
  • Mark Wayne Martinson

    IRN MXM04764

    • [FCA CF] Client dealing (since 23 Feb 2026)
  • Maximilian Norbert Artner

    IRN MNA01029

    • CF30 Customer (24 Jul 2018 to 30 Nov 2018)
  • Michael Gerard Turnbull

    IRN MGT01021

    • [FCA CF] Client dealing (since 1 Jan 2022)
  • Rosalind Hillyard

    IRN RXH23716

    • [FCA CF] Significant management (12 Feb 2020 to 23 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Feb 2020 to 23 Jun 2021)
  • Taco Van Heusden

    IRN TXV01021

    • [FCA CF] Client dealing (since 16 Nov 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • MoorgateHanson (no longer appointed)

    FRN 824611 · Appointed 31 Oct 2018 · Until 7 Jul 2021

  • Phi Consulting Ltd (no longer appointed)

    FRN 819435 · Appointed 3 Sep 2018 · Until 12 Nov 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.