Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HANSON ASSET MANAGEMENT LTD
FRN 525784
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- [FCA CF] Manager of certification employee (since 13 Oct 2023)
- [FCA CF] Functions requiring qualifications (since 4 Nov 2020)
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- CF21 Investment Adviser (2 Sep 2004 to 14 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.