Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GLG Partners LP (no longer approved here)

    FRN 186093

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Nov 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Nov 2023)
    • CF30 Customer (31 Mar 2017 to 8 Dec 2019)
  • HANSON ASSET MANAGEMENT LTD (no longer approved here)

    FRN 525784

    • CF30 Customer (26 Mar 2015 to 1 Oct 2015)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF30 Customer (1 Nov 2007 to 30 Sep 2014)
    • CF27 Investment Management (24 Aug 2006 to 31 Oct 2007)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF30 Customer (1 Nov 2007 to 30 Sep 2014)
    • CF27 Investment Management (24 Aug 2006 to 31 Oct 2007)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF30 Customer (1 Nov 2007 to 30 Sep 2014)
    • CF27 Investment Management (24 Aug 2006 to 31 Oct 2007)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF30 Customer (1 Nov 2007 to 30 Sep 2014)
    • CF27 Investment Management (24 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.