Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Mark Eagleson Burges Watson

  IRN MEB01067

  • CF3 Chief Executive (11 Jun 2018 to 1 Oct 2019)
  • CF1 Director (11 Jun 2018 to 1 Oct 2019)
• Mark Edwards

  IRN MJE01059

  • CF30 Customer (1 Nov 2007 to 22 Jan 2008)
  • CF21 Investment Adviser (6 Jun 2003 to 31 Oct 2007)
  • CF26 Customer Trading (6 Jun 2003 to 31 Oct 2007)
• Mark George Cresswell

  IRN MGC01055

  • CF30 Customer (11 Nov 2015 to 23 Feb 2018)
• Mark William Evans

  IRN MWE01028

  • CF30 Customer (7 Apr 2010 to 9 Aug 2013)
• Martin Patrick Dolan

  IRN MPD01062

  • CF30 Customer (1 Nov 2007 to 31 Jan 2013)
  • CF29 Significant management (1 Nov 2007 to 31 Jan 2013)
  • CF2 Non Executive Director (AR) (3 Aug 2006 to 29 Aug 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (13 Jul 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (24 Oct 2003 to 31 Oct 2007)
• Martin Von Spies

  IRN MXV01064

  • CF30 Customer (4 Oct 2011 to 11 Apr 2013)
• Mateen Ahmad

  IRN MXA01188

  • CF30 Customer (6 Sep 2019 to 8 Dec 2019)
• Mathew Frederick Fernley

  IRN MFF01008

  • CF30 Customer (5 Jun 2015 to 31 Dec 2016)
• Matthew Francis Fitzgerald

  IRN MFF01018

  • CF30 Customer (9 Feb 2009 to 16 Nov 2011)
• Matthew John Holland

  IRN MJH01301

  • CF30 Customer (17 Aug 2015 to 13 May 2016)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.