Mateen Ahmad

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Credit Agricole Corporate and Investment Bank
FRN 124344
- [FCA CF] Client dealing (since 29 Mar 2023)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF30 Customer (6 Sep 2019 to 8 Dec 2019)
Nomura Bank International Plc. (no longer approved here)
FRN 204419
- [FCA CF] Manager of certification employee (18 Dec 2018 to 20 May 2019)
Nomura International Plc (no longer approved here)
FRN 124422
- [FCA CF] Manager of certification employee (9 Oct 2018 to 20 May 2019)
- [FCA CF] Material risk taker (16 May 2018 to 20 May 2019)
- [FCA CF] Client dealing (1 Aug 2017 to 20 May 2019)
Sumitomo Mitsui Trust Bank, Limited (no longer approved here)
FRN 124855
- CF30 Customer (21 Dec 2015 to 6 Mar 2016)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (18 May 2010 to 4 Jul 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.