Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF29 Significant management (1 Nov 2007 to 31 Jan 2013)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2013)
    • CF2 Non Executive Director (AR) (3 Aug 2006 to 29 Aug 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (13 Jul 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (24 Oct 2003 to 31 Oct 2007)
  • Yougovexecution Ltd (no longer approved here)

    FRN 447997

    • Employed By (3 Aug 2006 to 4 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.