Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Matthew Spurr

  IRN MXS02726

  • CF30 Customer (13 Feb 2013 to 27 Jan 2015)
• Matthew Steven Wilson

  IRN MSW01135

  • CF30 Customer (26 Mar 2010 to 27 May 2011)
• Matthew Wilkinson

  IRN MDW01123

  • CF30 Customer (23 May 2012 to 28 Aug 2013)
• Maxim Michael Seltzer

  IRN MMS01028

  • CF30 Customer (10 Jan 2016 to 3 Apr 2017)
• Mehdi Sunderji

  IRN MXS01593

  • CF30 Customer (1 Nov 2007 to 8 Mar 2011)
  • CF26 Customer Trading (1 Dec 2001 to 24 Feb 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2004)
• Michael James Burt

  IRN MJB01571

  • CF30 Customer (8 Feb 2010 to 13 Aug 2013)
• Michael Jason Cahill

  IRN MJC01591

  • CF30 Customer (28 Jan 2011 to 24 Apr 2012)
• Michael John Leonard

  IRN MJL01116

  • CF30 Customer (7 Dec 2009 to 25 Jan 2010)
• Michael Summers

  IRN MPS01169

  • CF30 Customer (12 Feb 2016 to 3 Apr 2017)
• Michel Tu

  IRN MXT01903

  • CF30 Customer (14 Jan 2016 to 29 Feb 2016)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.