Haitong International (UK) Limited

Date authorised
1 April 2013
Companies House
04058971
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +442074569191
    Web
    https://www.htisec.com/en-us/htiuk

  • Complaints Contact

    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +442074569191

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michele Patron

    IRN MXP01311

    • CF30 Customer (2 Aug 2018 to 8 Dec 2019)
  • Miguel Borges

    IRN MXB03035

    • CF30 Customer (21 Sep 2012 to 3 Apr 2017)
  • Miguel Nabeiro Ensinas Serra Borrega

    IRN MNB01056

    • CF30 Customer (30 Sep 2015 to 31 Dec 2015)
  • Mileen Rash

    IRN MXR01167

    • CF30 Customer (8 Feb 2010 to 3 Apr 2017)
  • Miranda Helen Carr

    IRN MHC01036

    • CF30 Customer (27 Apr 2015 to 8 Dec 2019)
  • Mo Yiu Poon

    IRN MXP12595

    • Director of firm who is not a certification employee or a SMF manager (21 Jan 2021 to 2 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 20 Dec 2019)
    • CF1 Director (25 Apr 2019 to 8 Dec 2019)
  • Monica Kalia

    IRN MXK01446

    • CF21 Investment Adviser (3 Feb 2004 to 3 Feb 2006)
  • Nadhim Zahawi

    IRN NXZ01034

    • CF2 Non Executive Director (AR) (22 Aug 2006 to 29 Aug 2007)
  • Neil Emanuel Taub

    IRN NET01009

    • CF30 Customer (1 Nov 2007 to 9 Feb 2009)
    • CF21 Investment Adviser (1 Aug 2002 to 31 Oct 2007)
  • Neil Francis Bond

    IRN NFB01016

    • CF30 Customer (24 Aug 2010 to 24 Jul 2013)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.