Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 20 Jan 2025)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (15 Oct 2021 to 9 Sep 2022)
    • [FCA CF] Client dealing (15 Oct 2021 to 27 Jul 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (12 Jul 2019 to 9 Sep 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 Jul 2024)
    • CF30 Customer (22 Aug 2013 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (12 Jul 2019 to 9 Sep 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 Jul 2024)
    • CF30 Customer (22 Aug 2013 to 6 Mar 2016)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (7 Apr 2010 to 9 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.