Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRIUM CAPITAL LLP (no longer approved here)

    FRN 497640

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2025)
    • CF30 Customer (3 Sep 2018 to 8 Dec 2019)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (17 Aug 2015 to 13 May 2016)
  • Laven Advisors LLP (no longer approved here)

    FRN 447282

    • CF1 Director (AR) (17 Mar 2015 to 6 Jul 2015)
    • CF30 Customer (17 Mar 2015 to 6 Jul 2015)
  • ALPIMA Ltd (no longer approved here)

    FRN 671465

    • Employed By (11 Mar 2015 to 6 Jul 2015)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 4 Oct 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.