Grant Thornton UK LLP

• Principal Place of Business

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

  Web

  https://www.grantthornton.co.uk

• Complaints Contact

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David John Dunckley

  IRN DJD01245

  • Responsible for Insurance Distribution (24 Aug 2022 to 19 Jan 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 19 Jan 2024)
  • SMF27 Partner (9 Dec 2019 to 19 Jan 2024)
  • CF3 Chief Executive (11 Jan 2019 to 8 Dec 2019)
  • CF4 Partner (16 May 2018 to 8 Dec 2019)
• David John Sweeney

  IRN DJS00006

  • CF30 Customer (1 Nov 2007 to 22 Mar 2010)
  • CF24 Pension Transfer Specialist (8 Feb 2005 to 31 Oct 2007)
  • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
• David Lionel Barnes

  IRN DLB01092

  • CF4 Partner (1 Oct 2007 to 31 Jul 2013)
• David Nicholas Brooks

  IRN DNB01029

  • CF29 Significant management (1 Nov 2007 to 31 May 2008)
  • CF30 Customer (1 Nov 2007 to 1 Jul 2010)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2004 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (1 Jul 2004 to 31 Oct 2007)
• David P Ascott

  IRN DPA01024

  • CF30 Customer (1 Nov 2007 to 31 Dec 2018)
  • CF23 Corporate Finance Adviser (1 Jul 2004 to 31 Oct 2007)
• David Paul Munton

  IRN DPM01193

  • Responsible for Insurance Distribution (22 Sep 2020 to 1 Jul 2022)
  • SMF27 Partner (9 Dec 2019 to 1 Jul 2022)
  • CF4 Partner (16 May 2018 to 8 Dec 2019)
• Dean Hamilton John Blake

  IRN DHB00003

  • CF30 Customer (1 Nov 2007 to 27 Mar 2009)
  • CF26 Customer Trading (26 Aug 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (26 Aug 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (7 Mar 2005 to 31 Oct 2007)
• Debbie Jean Connolly

  IRN DJC01469

  • CF30 Customer (21 Jan 2019 to 29 Nov 2019)
• Deborah Susan Farrar

  IRN DSW01060

  • CF30 Customer (1 Nov 2007 to 4 Jul 2008)
  • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
  • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
• Deena Elizabeth Mattar

  IRN DEM01104

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 17 Sep 2025)
  • CF2 Non Executive Director (19 Feb 2016 to 8 Dec 2019)

• Grant Thornton UK Advisory & Tax LLP

  FRN 1024656 · Appointed 27 Feb 2025

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