David Nicholas Brooks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bishopsgate Corporate Finance Limited (no longer approved here)

    FRN 211863

    • CF29 Significant management (26 Mar 2015 to 13 Jul 2018)
  • Wyvern Partners Limited (no longer approved here)

    FRN 533401

    • CF30 Customer (12 Jan 2011 to 5 Jan 2015)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF29 Significant management (1 Nov 2007 to 31 May 2008)
    • CF30 Customer (1 Nov 2007 to 1 Jul 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2004 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.