Bishopsgate Corporate Finance Limited

Date authorised
1 April 2013
Companies House
01339383
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Kings Mill Centre
    St. Peters Vale
    Stamford
    Lincolnshire
    PE9 2QT
    UNITED KINGDOM
    Phone
    +4401780756544
    Web
    https://www.bishopsgatecf.co.uk

  • Complaints Contact

    Kings Mill Centre
    St. Peters Vale
    Stamford
    Lincolnshire
    PE9 2QT
    UNITED KINGDOM
    Phone
    +4401780756544

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Nigel Reynolds

    IRN ANR01018

    • CF30 Customer (1 Nov 2007 to 5 Aug 2019)
    • CF1 Director (24 May 2004 to 5 Aug 2019)
    • CF23 Corporate Finance Adviser (24 May 2004 to 31 Oct 2007)
    • CF2 Non Executive Director (30 Jul 2002 to 24 May 2004)
  • Andrew Clive Severn

    IRN ACS01132

    • CF2 Non Executive Director (30 Jul 2002 to 5 Aug 2019)
  • David Nicholas Brooks

    IRN DNB01029

    • CF29 Significant management (26 Mar 2015 to 13 Jul 2018)
  • Edward Wesson

    IRN EXW01308

    • [FCA CF] Client dealing (since 11 Dec 2019)
    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
  • James McBain Allan

    IRN JXM03868

    • SMF1 Chief Executive (since 9 Jul 2024)
    • SMF3 Executive Director (since 9 Jul 2024)
    • [FCA CF] Client dealing (since 11 Dec 2019)
    • SMF16 Compliance Oversight (31 Jan 2020 to 6 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (31 Jan 2020 to 6 Feb 2023)
    • CF30 Customer (28 Feb 2017 to 8 Dec 2019)
  • Michael John Argyle

    IRN MJA01114

    • CF30 Customer (1 Nov 2007 to 27 Jun 2019)
    • CF23 Corporate Finance Adviser (24 May 2004 to 31 Oct 2007)
    • CF1 Director (24 May 2004 to 27 Jun 2019)
    • CF2 Non Executive Director (30 Jul 2002 to 24 May 2004)
  • Morgan Atherton

    IRN MXA00811

    • SMF16 Compliance Oversight (since 7 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Aug 2024)
    • [FCA CF] Client dealing (since 6 Feb 2023)
  • Mukesh Bulsara

    IRN MXB01726

    • CF10 Compliance Oversight (30 Jul 2002 to 1 Sep 2004)
    • CF11 Money Laundering Reporting (30 Jul 2002 to 1 Sep 2004)
    • CF23 Corporate Finance Adviser (30 Jul 2002 to 31 Oct 2004)
  • Samuel Holmes

    IRN SXH23303

    • [FCA CF] Client dealing (11 Dec 2019 to 1 Sep 2023)
    • CF30 Customer (7 Nov 2019 to 8 Dec 2019)
  • Simon Paul Stephenson

    IRN SPS01084

    • [FCA CF] Client dealing (11 Dec 2019 to 9 Apr 2024)
    • SMF3 Executive Director (9 Dec 2019 to 9 Apr 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 9 Apr 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (30 Jul 2002 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (30 Jul 2002 to 31 Oct 2007)
    • CF3 Chief Executive (30 Jul 2002 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (30 Jul 2002 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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