Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bishopsgate Corporate Finance Limited
FRN 211863
- SMF1 Chief Executive (since 9 Jul 2024)
- SMF3 Executive Director (since 9 Jul 2024)
- [FCA CF] Client dealing (since 11 Dec 2019)
- SMF16 Compliance Oversight (31 Jan 2020 to 6 Feb 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (31 Jan 2020 to 6 Feb 2023)
- CF30 Customer (28 Feb 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.