Bishopsgate Corporate Finance Limited

Date authorised
1 April 2013
Companies House
01339383
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Kings Mill Centre
    St. Peters Vale
    Stamford
    Lincolnshire
    PE9 2QT
    UNITED KINGDOM
    Phone
    +4401780756544
    Web
    https://www.bishopsgatecf.co.uk

  • Complaints Contact

    Kings Mill Centre
    St. Peters Vale
    Stamford
    Lincolnshire
    PE9 2QT
    UNITED KINGDOM
    Phone
    +4401780756544

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Anthony John Spencer

    IRN TAS01056

    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Apr 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Oct 2004 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (6 Oct 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (6 Oct 2004 to 8 Dec 2019)
  • Thomas Edward George Grant

    IRN TXG00181

    • [FCA CF] Client dealing (since 30 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.