Grant Thornton UK LLP

• Principal Place of Business

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

  Web

  https://www.grantthornton.co.uk

• Complaints Contact

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Derek John Blaik

  IRN DJB00009

  • CF30 Customer (19 Jul 2016 to 29 Nov 2019)
• Devin Elliott Smith

  IRN DES01082

  • CF30 Customer (31 Mar 2010 to 25 May 2012)
• Dominic George Noel Bolton

  IRN DGB01079

  • CF30 Customer (1 Nov 2007 to 31 May 2012)
  • CF23 Corporate Finance Adviser (1 Jul 2007 to 31 Oct 2007)
• Donald Magnus Fraser

  IRN DMF01041

  • CF30 Customer (1 Nov 2007 to 30 Oct 2012)
  • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
  • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
• Duncan Alexander Lamb

  IRN DXL01579

  • CF30 Customer (13 May 2013 to 27 Feb 2017)
• Duncan Kenric Swift

  IRN DKS01026

  • CF29 Significant management (2 Nov 2009 to 30 Apr 2010)
• Eddie John Best

  IRN EXB16061

  • SMF27 Partner (9 Dec 2019 to 28 Feb 2020)
  • CF4 Partner (9 Jul 2019 to 8 Dec 2019)
• Edmond William Warner

  IRN EWW01005

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 Mar 2021)
  • CF2 Non Executive Director (16 Sep 2010 to 8 Dec 2019)
• Ekrem Shahin

  IRN EXS00321

  • CF30 Customer (since 15 Apr 2026)
• Eric James George Healey

  IRN EJH01056

  • CF4 Partner (1 Jul 2004 to 30 Jun 2009)

• Grant Thornton UK Advisory & Tax LLP

  FRN 1024656 · Appointed 27 Feb 2025

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