Derek John Blaik

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ASCOT LLOYD FINANCIAL PLANNING LIMITED
FRN 144519
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Jan 2022)
- CF30 Customer (30 Nov 2019 to 8 Dec 2019)
Grant Thornton UK LLP (no longer approved here)
FRN 231791
- CF30 Customer (19 Jul 2016 to 29 Nov 2019)
PricewaterhouseCoopers LLP (no longer approved here)
FRN 221411
- CF30 Customer (11 Jun 2015 to 25 Apr 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.