Date authorised
15 November 2007
Companies House
OC307742
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100
  • Complaints Contact

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eric Williams

    IRN EXW01084

    • CF29 Significant management (27 Jan 2009 to 30 Jun 2013)
    • CF26 Customer Trading (1 Jul 2004 to 30 Nov 2006)
    • CF21 Investment Adviser (1 Jul 2004 to 30 Nov 2006)
  • Fiona Christine Baldwin

    IRN FXB16103

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (24 Apr 2025 to 16 Jun 2025)
    • CF4 Partner (23 Aug 2019 to 8 Dec 2019)
  • Fiona Jane Kindness

    IRN FJK01006

    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF23 Corporate Finance Adviser (1 Jul 2004 to 15 Jul 2005)
  • Fiona Owen

    IRN FXR01032

    • CF30 Customer (1 Nov 2007 to 29 Jul 2011)
    • CF23 Corporate Finance Adviser (20 Dec 2004 to 31 Oct 2007)
  • Frances Anne Noons

    IRN FAN01003

    • CF30 Customer (1 Nov 2007 to 6 Sep 2013)
    • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
    • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
  • Francesca Clare Lagerberg

    IRN FCL01009

    • CF29 Significant management (30 Jun 2009 to 30 Jun 2013)
  • Fraser Campbell

    IRN FXC01217

    • CF30 Customer (10 Jul 2008 to 28 Oct 2008)
  • Gail Lamb

    IRN GXL00341

    • CF4 Partner (AR) (since 17 Jun 2025)
  • Garry John Villis

    IRN GJV00002

    • CF30 Customer (6 Feb 2008 to 7 May 2010)
  • Geoff E Simons

    IRN GES01032

    • CF22 Investment Adviser (Trainee) (1 Jul 2004 to 15 Nov 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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