Date authorised
15 November 2007
Companies House
OC307742
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100
  • Complaints Contact

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Geoffrey Paul Davies

    IRN GPD01051

    • CF30 Customer (3 Feb 2014 to 30 Jun 2015)
    • CF29 Significant management (8 Jan 2009 to 30 Jun 2015)
  • Geoffrey Ralph

    IRN GXR01177

    • CF22 Investment Adviser (Trainee) (1 Jul 2004 to 27 Sep 2004)
  • Gerald D Beaney

    IRN GDB01040

    • CF30 Customer (1 Nov 2007 to 30 Jun 2013)
    • CF23 Corporate Finance Adviser (1 Jul 2004 to 31 Oct 2007)
  • Gerard Eryk Twardzik

    IRN GXT00090

    • CF30 Customer (1 Nov 2007 to 2 May 2011)
    • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
    • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
  • Gerard William Sykes

    IRN GWS01049

    • CF4 Partner (1 Jul 2004 to 30 Jun 2007)
  • Gilbert Fergus Hinchliffe

    IRN FGH01006

    • CF26 Customer Trading (1 Jul 2004 to 21 Nov 2006)
    • CF21 Investment Adviser (1 Jul 2004 to 21 Nov 2006)
  • Gillian Cambridge

    IRN GXC00174

    • CF30 Customer (17 Nov 2008 to 31 May 2009)
  • Gillian Hunter

    IRN GXH01269

    • CF30 Customer (1 Nov 2007 to 8 Nov 2017)
    • CF21 Investment Adviser (5 Sep 2007 to 31 Oct 2007)
    • CF26 Customer Trading (5 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2006 to 5 Sep 2007)
  • Gordon Robert Steel

    IRN GRS01092

    • CF21 Investment Adviser (1 Jul 2004 to 18 Nov 2005)
    • CF24 Pension Transfer Specialist (1 Jul 2004 to 18 Nov 2005)
    • CF26 Customer Trading (1 Jul 2004 to 18 Nov 2005)
  • Graeme Couper Ainsley Thom

    IRN GCT01018

    • CF23 Corporate Finance Adviser (1 Jul 2004 to 14 Jan 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.