Grant Thornton UK LLP

• Principal Place of Business

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

  Web

  https://www.grantthornton.co.uk

• Complaints Contact

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Graeme John Whittaker

  IRN GXW01239

  • CF29 Significant management (27 Jun 2008 to 13 Oct 2008)
• Graeme R Forbes

  IRN GRF01025

  • CF23 Corporate Finance Adviser (1 Jul 2004 to 15 Feb 2006)
• Graham Bernard Walker

  IRN GBW00001

  • CF30 Customer (3 Sep 2008 to 22 Jun 2009)
• Graham Montgomery

  IRN GXM01368

  • CF26 Customer Trading (1 Jul 2004 to 28 Feb 2006)
  • CF21 Investment Adviser (1 Jul 2004 to 28 Feb 2006)
• Hazel Carpenter

  IRN HXC00277

  • SMF27 Partner (5 Jan 2024 to 1 Apr 2025)
• Heather L J Simpson

  IRN HLS01021

  • CF21 Investment Adviser (1 Jul 2004 to 30 Jun 2005)
  • CF26 Customer Trading (1 Jul 2004 to 30 Jun 2005)
• Helen Josephine Wilson

  IRN HJW01043

  • CF30 Customer (17 Nov 2009 to 25 Sep 2012)
• Helen Julia Dale

  IRN HJD01073

  • SMF27 Partner (9 Dec 2019 to 30 Jun 2020)
  • CF4 Partner (1 Jul 2017 to 8 Dec 2019)
• Hemal Sobhagchand Shah

  IRN HXS87286

  • SMF27 Partner (8 Oct 2020 to 1 Apr 2025)
• Henry David James Elliston

  IRN HDE01012

  • CF30 Customer (23 Oct 2015 to 23 Dec 2016)

• Grant Thornton UK Advisory & Tax LLP

  FRN 1024656 · Appointed 27 Feb 2025

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