Henry David James Elliston

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 29 Jan 2024)
    • CF30 Customer (since 8 Dec 2023)
    • CF1 Director (AR) (since 8 Dec 2023)
  • Henry Elliston Financial Planning Limited

    FRN 473815

    • (1)Employed By (since 8 Dec 2023)
    • (1)Employed By (7 Oct 2008 to 30 Apr 2009)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (30 Jul 2021 to 24 Jan 2024)
    • [FCA CF] Client dealing (30 Jul 2021 to 24 Jan 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (19 Jan 2017 to 2 Mar 2018)
  • Uniec Prestige Ltd (no longer approved here)

    FRN 544324

    • Employed By (19 Jan 2017 to 2 Mar 2018)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (23 Oct 2015 to 23 Dec 2016)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (14 Jul 2009 to 20 Aug 2015)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (7 Oct 2008 to 30 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

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