Grant Thornton UK LLP

• Principal Place of Business

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

  Web

  https://www.grantthornton.co.uk

• Complaints Contact

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hina Desai

  IRN HXD00012

  • CF30 Customer (1 Nov 2007 to 29 Nov 2019)
  • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
  • CF26 Customer Trading (3 Apr 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (22 Dec 2005 to 3 Apr 2006)
• Hugh Graham Cazalet Aldous

  IRN HGA01003

  • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
  • CF23 Corporate Finance Adviser (1 Jul 2007 to 31 Oct 2007)
• Iain Alexander Collie

  IRN IAC01027

  • CF22 Investment Adviser (Trainee) (6 Jun 2005 to 30 Mar 2007)
• Ian Cokayne

  IRN IXC00163

  • CF4 Partner (AR) (27 Feb 2025 to 1 Apr 2025)
  • SMF27 Partner (8 Apr 2024 to 1 Apr 2025)
  • Responsible for Insurance Distribution (8 Apr 2024 to 1 Apr 2025)
  • [FCA CF] Significant management (21 Sep 2023 to 1 Apr 2025)
• Ian Colin Barnett

  IRN ICB00018

  • CF30 Customer (12 Dec 2007 to 31 Dec 2009)
• Ian David Ferguson

  IRN IDF00001

  • CF30 Customer (6 Apr 2011 to 5 May 2015)
• Ian Frazier

  IRN IXF01044

  • CF30 Customer (1 Nov 2007 to 16 Jul 2008)
  • CF21 Investment Adviser (1 Jul 2007 to 31 Oct 2007)
• Ian H Boorman

  IRN IHB01013

  • CF30 Customer (1 Nov 2007 to 31 Oct 2017)
  • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
• Ian John Line

  IRN IJL01029

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2024)
  • CF30 Customer (17 Apr 2015 to 8 Dec 2019)
• Ian Malcolm Evans

  IRN IME01005

  • CF29 Significant management (1 Nov 2007 to 31 May 2008)
  • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2004 to 31 Oct 2007)

• Grant Thornton UK Advisory & Tax LLP

  FRN 1024656 · Appointed 27 Feb 2025

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