Grant Thornton UK LLP

• Principal Place of Business

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

  Web

  https://www.grantthornton.co.uk

• Complaints Contact

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian P Wilson

  IRN IPW01025

  • CF30 Customer (15 Apr 2013 to 6 Jun 2013)
• Ian Patrick Dunstan Hartnell

  IRN IPH01012

  • CF30 Customer (31 Mar 2008 to 30 Jun 2010)
• Ian Ralph Marwood

  IRN IRM01037

  • CF30 Customer (16 Feb 2010 to 31 Dec 2012)
• Ian Richard Chambers

  IRN IRC01045

  • CF26 Customer Trading (1 Jul 2004 to 29 Oct 2004)
  • CF21 Investment Adviser (1 Jul 2004 to 29 Oct 2004)
• Ian Richards Johnson

  IRN IRJ01013

  • Responsible for Insurance Mediation (14 Jan 2005 to 7 Feb 2006)
  • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 7 Feb 2006)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2004 to 7 Feb 2006)
• Ian Robert Stanway

  IRN IRS01033

  • CF30 Customer (9 Jun 2008 to 30 Apr 2009)
• Ian Rodger

  IRN IXR01067

  • CF30 Customer (1 Nov 2007 to 12 Mar 2010)
  • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Jul 2004 to 31 Oct 2007)
  • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
• Ian Victor Smart

  IRN IVS00002

  • CF4 Partner (10 Dec 2008 to 30 Jun 2015)
  • CF29 Significant management (1 Nov 2007 to 30 Jun 2015)
  • CF30 Customer (1 Nov 2007 to 6 Jun 2013)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2004 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (1 Jul 2004 to 31 Oct 2007)
• Imogen Joss

  IRN IXJ01155

  • Director of firm who is not a certification employee or a SMF manager (1 Jan 2026 to 28 Feb 2026)
  • SMF9 Chair of the Governing Body (13 Jul 2021 to 31 Dec 2025)
  • CF2 Non Executive Director (1 Jul 2017 to 8 Dec 2019)
• Ivor John Nutton

  IRN JXN01124

  • CF30 Customer (1 Nov 2007 to 19 Nov 2008)
  • CF23 Corporate Finance Adviser (1 Jul 2007 to 31 Oct 2007)

• Grant Thornton UK Advisory & Tax LLP

  FRN 1024656 · Appointed 27 Feb 2025

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