Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PFM Associates Limited (no longer approved here)

    FRN 213724

    • [FCA CF] Manager of certification employee (11 Aug 2022 to 18 Nov 2024)
    • [FCA CF] Functions requiring qualifications (13 Sep 2021 to 18 Nov 2024)
    • [FCA CF] Client dealing (13 Sep 2021 to 18 Nov 2024)
  • Asset Management Financial Advisers Limited (no longer approved here)

    FRN 172274

    • [FCA CF] Functions requiring qualifications (1 Nov 2020 to 11 Sep 2021)
    • [FCA CF] Client dealing (1 Nov 2020 to 11 Sep 2021)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (3 Sep 2018 to 2 Nov 2020)
    • CF1 Director (AR) (3 Sep 2018 to 2 Nov 2020)
  • THE CHOICE IFA NETWORK LTD (no longer approved here)

    FRN 440484

    • CF30 Customer (1 Jan 2014 to 3 Sep 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (6 Apr 2011 to 7 Jan 2014)
    • CF1 Director (AR) (6 Apr 2011 to 7 Jan 2014)
  • Uniec Prestige Ltd (no longer approved here)

    FRN 544324

    • Employed By (6 Apr 2011 to 7 Jan 2014)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (30 Jul 2009 to 29 Jun 2011)
    • CF30 Customer (1 Nov 2007 to 18 Dec 2008)
    • CF21 Investment Adviser (24 Aug 2007 to 31 Oct 2007)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (10 Dec 2008 to 26 Oct 2009)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF21 Investment Adviser (1 Jul 2004 to 29 Oct 2004)
    • CF26 Customer Trading (1 Jul 2004 to 29 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.