Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (11 Aug 2022 to 18 Nov 2024)
- [FCA CF] Functions requiring qualifications (13 Sep 2021 to 18 Nov 2024)
- [FCA CF] Client dealing (13 Sep 2021 to 18 Nov 2024)
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- [FCA CF] Functions requiring qualifications (1 Nov 2020 to 11 Sep 2021)
- [FCA CF] Client dealing (1 Nov 2020 to 11 Sep 2021)
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- CF30 Customer (3 Sep 2018 to 2 Nov 2020)
- CF1 Director (AR) (3 Sep 2018 to 2 Nov 2020)
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- CF30 Customer (1 Jan 2014 to 3 Sep 2018)
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- CF30 Customer (6 Apr 2011 to 7 Jan 2014)
- CF1 Director (AR) (6 Apr 2011 to 7 Jan 2014)
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- Employed By (6 Apr 2011 to 7 Jan 2014)
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- CF1 Director (AR) (30 Jul 2009 to 29 Jun 2011)
- CF30 Customer (1 Nov 2007 to 18 Dec 2008)
- CF21 Investment Adviser (24 Aug 2007 to 31 Oct 2007)
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- CF30 Customer (10 Dec 2008 to 26 Oct 2009)
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- CF21 Investment Adviser (1 Jul 2004 to 29 Oct 2004)
- CF26 Customer Trading (1 Jul 2004 to 29 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.