Hina Desai

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Forvis Mazars Financial Planning Limited

    FRN 182644

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Nov 2022)
    • [FCA CF] Client dealing (since 22 Nov 2022)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Oct 2022)
    • CF30 Customer (30 Nov 2019 to 8 Dec 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (1 Nov 2007 to 29 Nov 2019)
    • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
    • CF26 Customer Trading (3 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Dec 2005 to 3 Apr 2006)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF21 Investment Adviser (14 Jan 2004 to 2 Dec 2005)
    • CF22 Investment Adviser (Trainee) (6 Nov 2003 to 14 Jan 2004)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF21 Investment Adviser (15 Jul 2002 to 31 Oct 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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