Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Distribution (1 Oct 2018 to 20 Aug 2019)
- CF11 Money Laundering Reporting (2 Dec 2015 to 20 Aug 2019)
- CF10 Compliance Oversight (22 Oct 2012 to 20 Aug 2019)
- CF1 Director (22 Oct 2012 to 20 Aug 2019)
- Responsible for Insurance Mediation (22 Oct 2012 to 30 Sep 2018)
- CF30 Customer (1 Nov 2007 to 22 Aug 2008)
- CF24 Pension Transfer Specialist (24 Nov 2003 to 31 Oct 2007)
- CF21 Investment Adviser (24 Nov 2003 to 31 Oct 2007)
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- CF30 Customer (1 Sep 2009 to 27 Aug 2009)
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- CF30 Customer (3 Sep 2008 to 22 Jun 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.