Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fitzallan Ltd
FRN 401398
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (5 Feb 2018 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 8 Nov 2017)
- CF26 Customer Trading (5 Sep 2007 to 31 Oct 2007)
- CF21 Investment Adviser (5 Sep 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2006 to 5 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.