Debbie Jean Connolly

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AAB Wealth Limited

    FRN 608548

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2022)
    • [FCA CF] Client dealing (since 1 Dec 2022)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2022)
    • CF30 Customer (30 Nov 2019 to 8 Dec 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (21 Jan 2019 to 29 Nov 2019)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (6 Apr 2018 to 21 Dec 2018)
    • CF30 Customer (28 Jul 2016 to 21 Dec 2018)
  • Jigsaw Financial Associates Limited (no longer approved here)

    FRN 519787

    • (10)Employed By (28 Jul 2016 to 21 Dec 2018)
  • Doherty Pension & Investment Consultancy Limited (no longer approved here)

    FRN 186761

    • CF30 Customer (1 Aug 2014 to 13 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.