Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 21 May 2024)
    • CF30 Customer (since 19 May 2024)
    • CF1 Director (AR) (since 19 May 2024)
    • Employed By (since 19 May 2024)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2024)
    • CF30 Customer (7 Oct 2011 to 8 Dec 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (1 Nov 2007 to 27 Mar 2009)
    • CF26 Customer Trading (26 Aug 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (26 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Mar 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.