Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Vision Independent Financial Planning Ltd
FRN 487395
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 21 May 2024)
- CF30 Customer (since 19 May 2024)
- CF1 Director (AR) (since 19 May 2024)
-
Brigstow Independent Financial Planning Limited
FRN 1011735
- Employed By (since 19 May 2024)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2024)
- CF30 Customer (7 Oct 2011 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 27 Mar 2009)
- CF26 Customer Trading (26 Aug 2005 to 31 Oct 2007)
- CF21 Investment Adviser (26 Aug 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Mar 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.