David John Sweeney

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Manager of certification employee (18 Jun 2020 to 21 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jun 2024)
    • CF30 Customer (17 Feb 2017 to 8 Dec 2019)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Manager of certification employee (18 Jun 2020 to 21 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jun 2024)
  • Evelyn Partners Discretionary Investment Management Limited (no longer approved here)

    FRN 147103

    • [FCA CF] Manager of certification employee (18 Jun 2020 to 21 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jun 2024)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • [FCA CF] Manager of certification employee (18 Jun 2020 to 21 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jun 2024)
    • CF30 Customer (17 Feb 2017 to 8 Dec 2019)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Manager of certification employee (18 Jun 2020 to 21 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2024)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jun 2024)
    • CF30 Customer (21 Dec 2016 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jun 2024)
    • CF30 Customer (14 Dec 2016 to 8 Dec 2019)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF30 Customer (21 Feb 2011 to 28 Oct 2016)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (1 Nov 2007 to 22 Mar 2010)
    • CF24 Pension Transfer Specialist (8 Feb 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
    • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.