Date authorised
15 November 2007
Companies House
OC307742
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100
  • Complaints Contact

    Grant Thornton
    8 Finsbury Circus
    London
    EC2M 7EA
    UNITED KINGDOM
    Phone
    +4402073835100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clara Margaret Jackson

    IRN CMJ01054

    • CF30 Customer (20 Jul 2018 to 29 Nov 2019)
  • Clare Susannah Hartnell

    IRN CSH01067

    • CF4 Partner (1 Jul 2007 to 30 Jun 2014)
  • Colette A Kersey

    IRN CAK01027

    • CF26 Customer Trading (1 Jul 2004 to 28 Jun 2007)
    • CF21 Investment Adviser (1 Jul 2004 to 28 Jun 2007)
  • Colin Davis

    IRN CWD00005

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF24 Pension Transfer Specialist (26 Apr 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (26 Apr 2005 to 31 Oct 2007)
    • CF26 Customer Trading (26 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Aug 2004 to 22 Apr 2005)
  • Colin Stuart Gibson

    IRN CSG01041

    • CF30 Customer (14 Mar 2011 to 10 Aug 2016)
  • Conor Patton

    IRN CXP01789

    • CF30 Customer (23 Jun 2015 to 9 Mar 2018)
  • Daniel Afolabi Sawyerr

    IRN DAS01291

    • CF30 Customer (15 Jun 2018 to 29 Nov 2019)
  • Daniel Arthur Smith

    IRN DAS00032

    • CF30 Customer (1 Nov 2007 to 9 May 2008)
    • CF24 Pension Transfer Specialist (16 Nov 2006 to 31 Oct 2007)
    • CF26 Customer Trading (17 Jun 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Oct 2004 to 17 Jun 2005)
  • Daniel Marchant

    IRN DXM02320

    • CF30 Customer (20 Sep 2017 to 29 Nov 2019)
  • Daniel Paul Hartland

    IRN DXH21618

    • SMF27 Partner (9 Jan 2020 to 30 Sep 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.