Grant Thornton UK LLP

• Principal Place of Business

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

  Web

  https://www.grantthornton.co.uk

• Complaints Contact

  Grant Thornton

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +4402073835100

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Darrel Glenn Poletyllo

  IRN DXP01295

  • CF30 Customer (1 Nov 2007 to 24 Apr 2009)
  • CF21 Investment Adviser (17 May 2007 to 31 Oct 2007)
  • CF26 Customer Trading (17 May 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (27 Sep 2006 to 17 May 2007)
• Darren Bear

  IRN DMB01261

  • SMF27 Partner (9 Dec 2019 to 1 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
  • CF4 Partner (1 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (24 Oct 2014 to 8 Dec 2019)
• Darren Michael Mason

  IRN DMM01226

  • CF29 Significant management (15 Sep 2010 to 1 Mar 2017)
• Darryl Michael Whitehead

  IRN DMW01121

  • CF4 Partner (1 Jul 2004 to 30 Jun 2009)
• David Anthony Stuart Maxwell

  IRN DAM01126

  • CF4 Partner (29 Jun 2007 to 30 Jun 2015)
• David Charles Griffiths

  IRN DCG01042

  • CF30 Customer (7 Nov 2007 to 23 Jun 2008)
• David Edwards

  IRN DME01058

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2019)
  • CF30 Customer (7 Mar 2019 to 8 Dec 2019)
• David Gregory

  IRN DXG00209

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Mar 2024)
• David Ian Henderson Campbell

  IRN DIC01009

  • CF4 Partner (1 Jan 2009 to 1 Jul 2010)
  • CF29 Significant management (1 Nov 2007 to 31 May 2008)
  • CF16 Significant Mgt (Desgntd Investment Business) (19 Mar 2007 to 31 Oct 2007)
• David Ian Orr

  IRN DIO01005

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (14 Mar 2017 to 8 Dec 2019)

• Grant Thornton UK Advisory & Tax LLP

  FRN 1024656 · Appointed 27 Feb 2025

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