Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
    • CF30 Customer (12 Apr 2010 to 8 Dec 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (1 Nov 2007 to 24 Apr 2009)
    • CF21 Investment Adviser (17 May 2007 to 31 Oct 2007)
    • CF26 Customer Trading (17 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Sep 2006 to 17 May 2007)
  • Seven Street Wealth Ltd (no longer approved here)

    FRN 192411

    • CF1 Director (5 Jan 2004 to 31 Aug 2006)
    • CF24 Pension Transfer Specialist (11 Nov 2002 to 31 Aug 2006)
    • CF21 Investment Adviser (22 May 2002 to 31 Aug 2006)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF21 Investment Adviser (26 Apr 2002 to 7 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.