Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
- CF30 Customer (12 Apr 2010 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 24 Apr 2009)
- CF21 Investment Adviser (17 May 2007 to 31 Oct 2007)
- CF26 Customer Trading (17 May 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Sep 2006 to 17 May 2007)
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- CF1 Director (5 Jan 2004 to 31 Aug 2006)
- CF24 Pension Transfer Specialist (11 Nov 2002 to 31 Aug 2006)
- CF21 Investment Adviser (22 May 2002 to 31 Aug 2006)
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- CF21 Investment Adviser (26 Apr 2002 to 7 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.