Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
  • W1M Wealth Management Limited (no longer approved here)

    FRN 120776

    • [FCA CF] Client dealing (24 Jan 2020 to 31 Oct 2023)
    • [FCA CF] Functions requiring qualifications (24 Jan 2020 to 31 Oct 2023)
  • W1M Asset Management Limited (no longer approved here)

    FRN 143286

    • [FCA CF] Client dealing (24 Jan 2020 to 31 Oct 2023)
    • [FCA CF] Functions requiring qualifications (24 Jan 2020 to 31 Oct 2023)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • CF30 Customer (30 Nov 2019 to 30 Nov 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (15 Jun 2018 to 29 Nov 2019)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • CF30 Customer (1 Dec 2017 to 31 May 2018)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (14 Apr 2016 to 26 Sep 2017)
  • Pinnacle Wealth Management LLP (no longer approved here)

    FRN 582859

    • (22)Employed By (14 Apr 2016 to 26 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.