Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 4 Nov 2024)
- [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
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- [FCA CF] Client dealing (24 Jan 2020 to 31 Oct 2023)
- [FCA CF] Functions requiring qualifications (24 Jan 2020 to 31 Oct 2023)
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- [FCA CF] Client dealing (24 Jan 2020 to 31 Oct 2023)
- [FCA CF] Functions requiring qualifications (24 Jan 2020 to 31 Oct 2023)
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- CF30 Customer (30 Nov 2019 to 30 Nov 2019)
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- CF30 Customer (15 Jun 2018 to 29 Nov 2019)
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- CF30 Customer (1 Dec 2017 to 31 May 2018)
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- CF30 Customer (14 Apr 2016 to 26 Sep 2017)
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- (22)Employed By (14 Apr 2016 to 26 Sep 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.