Daniel Arthur Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (28 Aug 2019 to 17 Mar 2021)
    • CF30 Customer (15 Mar 2013 to 6 Mar 2016)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (12 Sep 2018 to 3 Jun 2019)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (1 Nov 2007 to 9 May 2008)
    • CF24 Pension Transfer Specialist (16 Nov 2006 to 31 Oct 2007)
    • CF26 Customer Trading (17 Jun 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Oct 2004 to 17 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.