Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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OCM WEALTH MANAGEMENT LIMITED
FRN 418826
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 2 Jul 2024)
- CF30 Customer (since 16 May 2024)
- CF1 Director (AR) (since 16 May 2024)
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Davis Financial Consulting Limited
FRN 607231
- Employed By (since 7 Oct 2013)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2008)
- CF26 Customer Trading (26 Apr 2005 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (26 Apr 2005 to 31 Oct 2007)
- CF21 Investment Adviser (26 Apr 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Aug 2004 to 22 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.