Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Jul 2024)
    • CF30 Customer (since 16 May 2024)
    • CF1 Director (AR) (since 16 May 2024)
    • Employed By (since 7 Oct 2013)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF26 Customer Trading (26 Apr 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (26 Apr 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (26 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Aug 2004 to 22 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.