Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 30 Oct 2023)
    • Employed By (31 May 2018 to 13 Oct 2023)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF30 Customer (since 30 Oct 2023)
    • [FCA CF] Client dealing (since 30 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (since 30 Oct 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Oct 2023)
    • CF30 Customer (31 May 2018 to 13 Oct 2023)
  • Vincent Throp Limited (no longer approved here)

    FRN 216567

    • Employed By (10 Mar 2018 to 3 Apr 2018)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (23 Jun 2015 to 9 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

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