Graham Capital LLP

• Principal Place of Business

  55 Baker St

  London

  W1U 8EW

  UNITED KINGDOM

  Phone

  +442078712100

• Complaints Contact

  55 Baker St

  London

  W1U 8EW

  UNITED KINGDOM

  Phone

  +12038993454

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nick Rontogiannis

  IRN NXR01242

  • [FCA CF] Client dealing (since 21 Jan 2026)
• Pamela Youssef Massaad Scott

  IRN PXM01885

  • CF4 Partner (22 Feb 2017 to 28 Sep 2018)
  • CF30 Customer (22 Feb 2017 to 28 Sep 2018)
• Paul John Elkins

  IRN PJE01042

  • CF30 Customer (19 Nov 2012 to 18 Dec 2013)
  • CF4 Partner (19 Nov 2012 to 18 Dec 2013)
• Paul Sedlack

  IRN PXS02170

  • CF2 Non Executive Director (24 Apr 2012 to 28 Feb 2019)
• Philip Michael Moore

  IRN PMM01055

  • CF4 Partner (3 Jul 2012 to 2 Oct 2012)
  • CF30 Customer (3 Jul 2012 to 2 Oct 2012)
• Preben Ramm

  IRN PXR01463

  • [FCA CF] Client dealing (9 Dec 2020 to 8 Nov 2024)
• Raghav Subbarao

  IRN RXS02121

  • [FCA CF] Client dealing (30 Aug 2022 to 31 May 2023)
• Ralph Joachim Sueppel

  IRN RJS01226

  • CF4 Partner (27 Apr 2012 to 31 Mar 2017)
  • CF30 Customer (27 Apr 2012 to 31 Mar 2017)
• Robbert Patrick Schut

  IRN RPS01092

  • CF30 Customer (16 Apr 2014 to 14 Jun 2018)
  • CF4 Partner (16 Apr 2014 to 14 Jun 2018)
• Scott Graeme Ainsbury

  IRN SGA01060

  • CF4 Partner (20 Jul 2018 to 14 Dec 2018)
  • CF30 Customer (20 Jul 2018 to 14 Dec 2018)

No changes recorded yet.