Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (4 Jul 2019 to 28 Feb 2023)
    • [FCA CF] Manager of certification employee (4 Jul 2019 to 28 Feb 2023)
    • [FCA CF] Material risk taker (4 Jul 2019 to 28 Feb 2023)
    • CF30 Customer (1 Jun 2010 to 15 Aug 2012)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (4 Jul 2019 to 28 Feb 2023)
    • [FCA CF] Client dealing (4 Jul 2019 to 28 Feb 2023)
    • [FCA CF] Manager of certification employee (4 Jul 2019 to 28 Feb 2023)
  • Graham Capital LLP (no longer approved here)

    FRN 564058

    • CF4 Partner (19 Nov 2012 to 18 Dec 2013)
    • CF30 Customer (19 Nov 2012 to 18 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.