Nick Rontogiannis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Graham Capital LLP
FRN 564058
- [FCA CF] Client dealing (since 21 Jan 2026)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- [FCA CF] Client dealing (30 Aug 2023 to 20 Dec 2024)
Schonfeld Strategic Advisors (UK) LLP (no longer approved here)
FRN 816269
- [FCA CF] Client dealing (20 Jan 2020 to 10 Apr 2023)
- [FCA CF] Material risk taker (20 Jan 2020 to 21 Jan 2020)
TETRAGON PARTNERS UK LLP (no longer approved here)
FRN 524468
- CF30 Customer (4 May 2011 to 14 Nov 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.