Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Graham Capital LLP (no longer approved here)

    FRN 564058

    • CF4 Partner (16 Apr 2014 to 14 Jun 2018)
    • CF30 Customer (16 Apr 2014 to 14 Jun 2018)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • CF21 Investment Adviser (21 Feb 2007 to 31 Oct 2007)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF21 Investment Adviser (21 Oct 2005 to 20 Feb 2007)
    • CF26 Customer Trading (21 Oct 2005 to 20 Feb 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF26 Customer Trading (21 Oct 2005 to 20 Feb 2007)
    • CF21 Investment Adviser (21 Oct 2005 to 20 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.