Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (1 Apr 2025 to 1 Aug 2025)
    • [FCA CF] Manager of certification employee (22 May 2024 to 1 Aug 2025)
    • [FCA CF] Proprietary trader (24 Jan 2024 to 31 Mar 2025)
    • [FCA CF] Material risk taker (24 Jan 2024 to 1 Aug 2025)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (24 Jan 2024 to 12 Dec 2024)
  • Graham Capital LLP (no longer approved here)

    FRN 564058

    • CF30 Customer (22 Feb 2017 to 28 Sep 2018)
    • CF4 Partner (22 Feb 2017 to 28 Sep 2018)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • CF30 Customer (8 Aug 2014 to 2 Sep 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 9 May 2014)
    • CF21 Investment Adviser (9 Oct 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 9 May 2014)
    • CF21 Investment Adviser (10 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.