Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Caxton Associates LLP
FRN 504390
- [FCA CF] Material risk taker (since 11 Jul 2025)
- [FCA CF] Client dealing (since 10 Feb 2025)
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- [FCA CF] Client dealing (17 Jul 2024 to 6 Aug 2024)
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- [FCA CF] Client dealing (9 Nov 2023 to 17 Jul 2024)
- CF30 Customer (18 Dec 2018 to 11 Mar 2019)
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- [FCA CF] Client dealing (30 Aug 2022 to 31 May 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 11 May 2021)
- CF30 Customer (18 Jan 2019 to 8 Dec 2019)
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- CF30 Customer (31 Aug 2013 to 30 Apr 2016)
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- CF30 Customer (13 May 2010 to 28 Oct 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.