Date authorised
1 April 2013
Companies House
OC342690
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Queensland House, 393 Strand
    London
    WC2R 0LT
    UNITED KINGDOM
    Phone
    +442070169080
  • Complaints Contact

    Queensland House 393 Strand
    London
    WC2R 0LT
    UNITED KINGDOM
    Phone
    +442039033830

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jennifer Elizabeth Yoe

    IRN JEY00007

    • CF30 Customer (6 Aug 2009 to 1 Jun 2010)
  • Jonathan Howard Goatly

    IRN JHG01077

    • CF1 Director (AR) (16 Apr 2014 to 28 May 2015)
  • Julie Roust

    IRN JXR00001

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2023)
  • Justin John McKie

    IRN JJM01271

    • SMF27 Partner (9 Dec 2019 to 7 Feb 2024)
    • CF4 Partner (8 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (18 Dec 2013 to 8 Dec 2019)
  • Marc Jean Paul Fernand Girault

    IRN MJG01382

    • CF1 Director (AR) (16 Apr 2014 to 17 Oct 2023)
    • CF30 Customer (15 Apr 2014 to 17 Oct 2023)
  • Marcus John West

    IRN MJW01385

    • CF30 Customer (1 May 2009 to 24 Jun 2011)
  • Mark Arthur Wallis Barker

    IRN MAB01146

    • CF30 Customer (22 Sep 2015 to 1 Mar 2018)
    • CF3 Chief Executive (AR) (22 Sep 2015 to 1 Mar 2018)
    • CF4 Partner (AR) (22 Sep 2015 to 1 Mar 2018)
  • Natalie Konschu

    IRN NXK01498

    • SMF16 Compliance Oversight (since 20 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Oct 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Apr 2022)
    • CF10 Compliance Oversight (6 Dec 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Dec 2019 to 8 Dec 2019)
  • Neil Malcolm Geoffrey Wilkinson

    IRN NMW01028

    • [FCA CF] Significant management (since 7 Aug 2025)
    • [FCA CF] Client dealing (since 20 Jun 2023)
  • Paul Jean Marc Francois Girault

    IRN PJG01263

    • CF1 Director (AR) (1 May 2014 to 17 Oct 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.