Mark Arthur Wallis Barker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sapia Partners LLP
FRN 550103
- CF1 Director (AR) (since 25 Jun 2019)
- CF30 Customer (25 Jun 2019 to 16 Jan 2024)
GQG Partners (UK) Ltd
FRN 844184
- (7)Employed By (since 25 Jun 2019)
Goodhart Partners LLP (no longer approved here)
FRN 496588
- CF4 Partner (AR) (22 Sep 2015 to 1 Mar 2018)
- CF3 Chief Executive (AR) (22 Sep 2015 to 1 Mar 2018)
- CF30 Customer (22 Sep 2015 to 1 Mar 2018)
Hermes Investment Management Ltd (no longer approved here)
FRN 150000
- CF30 Customer (9 Dec 2008 to 28 Jan 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.