Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EFG Asset Management (UK) Limited
FRN 536771
- [FCA CF] Significant management (since 1 Sep 2025)
- [FCA CF] Material risk taker (since 1 Sep 2025)
- [FCA CF] Client dealing (since 1 Sep 2025)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 1 Sep 2023)
- CF2 Non Executive Director (AR) (25 Sep 2019 to 1 Jun 2020)
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- SMF27 Partner (9 Dec 2019 to 7 Feb 2024)
- CF4 Partner (8 Feb 2018 to 8 Dec 2019)
- CF30 Customer (18 Dec 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2012 to 3 Dec 2013)
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- CF30 Customer (2 Mar 2011 to 8 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.