Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 7 Aug 2025)
    • [FCA CF] Client dealing (since 20 Jun 2023)
  • GUINNESS ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 223077

    • [FCA CF] Significant management (25 Mar 2021 to 28 Apr 2023)
    • [FCA CF] Client dealing (25 Mar 2021 to 28 Apr 2023)
    • [FCA CF] Material risk taker (25 Mar 2021 to 28 Apr 2023)
  • Hadron Capital LLP (no longer approved here)

    FRN 401378

    • SMF27 Partner (9 Dec 2019 to 2 Sep 2020)
    • CF30 Customer (14 Oct 2016 to 8 Dec 2019)
    • CF4 Partner (14 Oct 2016 to 8 Dec 2019)
  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • CF30 Customer (4 Jan 2012 to 30 Sep 2016)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF27 Investment Management (20 Oct 2004 to 31 Oct 2007)
  • PineBridge Investments Europe Limited (no longer approved here)

    FRN 122531

    • CF27 Investment Management (1 Dec 2001 to 21 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.