Date authorised
1 April 2013
Companies House
OC342690
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Queensland House, 393 Strand
    London
    WC2R 0LT
    UNITED KINGDOM
    Phone
    +442070169080
  • Complaints Contact

    Queensland House 393 Strand
    London
    WC2R 0LT
    UNITED KINGDOM
    Phone
    +442039033830

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Thomas Lavin

    IRN PTL01016

    • CF30 Customer (1 May 2009 to 1 Feb 2013)
    • CF4 Partner (1 May 2009 to 1 Feb 2013)
  • Peter Stuart Read Taylor

    IRN PST01041

    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (16 Dec 2019 to 22 Jun 2023)
    • CF11 Money Laundering Reporting (1 May 2009 to 3 Oct 2019)
    • CF30 Customer (1 May 2009 to 8 Dec 2019)
    • CF4 Partner (1 May 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 May 2009 to 3 Oct 2019)
  • Richard Willmott

    IRN RXW00011

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Robert Lunn

    IRN RXL01318

    • [FCA CF] Client dealing (since 20 Nov 2025)
  • Russell Stephen Champion

    IRN RXC01673

    • [FCA CF] Significant management (since 7 Aug 2025)
    • [FCA CF] Client dealing (since 6 Jan 2025)
  • Ryan Anthony Rajkumar

    IRN RAR01054

    • [FCA CF] Client dealing (1 Oct 2020 to 29 Jul 2022)
  • Sean Kennedy Patrick Lenihan

    IRN SKL01027

    • CF30 Customer (28 Jan 2013 to 13 Dec 2017)
  • Sunaina Sinha Haldea

    IRN SXS02425

    • CF4 Partner (AR) (25 Feb 2011 to 11 Oct 2011)
    • CF30 Customer (25 Feb 2011 to 11 Oct 2011)
  • Toby May

    IRN TXM01427

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 May 2009 to 8 Dec 2019)
  • Vincent John McEntegart

    IRN VJM01030

    • CF30 Customer (1 May 2009 to 6 Feb 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.